译者说明
简介
conducted by maritime and land forces require security from enemy air attack as a precondition for success. Since World War II, U.S. forces have relied on superior capabilities in air-to-air combat to secure air superiority, and the nation has invested heavily
in this area. The United States has not faced aerial opposition from a comparable power since World War II, yet there have been significant advances in aircraft propulsion, aerodynamics, weapons, and especially aircraft sensors and other electronic systems.
It is difficult to assess just how these advances might shape the nature of future air-to-air combat. It is possible, however, to assess overarching trends in aerial combat over the past fifty years by examining changes in the types of weapons, sensors,and
resulting operational concepts employed in conflicts around the world. To this end, CSBA developed a database of over 1,450 air-to-air victories claimed in various conflicts in Southeast Asia, Europe, the Middle East, and elsewhere from 1965 to the present
day. This was then analyzed to identify and assess trends in air-to-air combat that can highlight aspects of aerial combat, aircraft systems, and attributes that seem to be growing in importance, and those that seem to be declining in importance. This information
can then be used to inform future combat aircraft designs and concepts of operation. This is particularly timely as both the Air Force and Navy are in the process of developing requirements for future air combat aircraft.
- 空战的起源
- 导弹时代空战的趋势
- 战斗机性能需求的演化
- 对未来空战的另一种展望
- 总结
- The Genesis of Air Combat
- Analysis of “Missile-Era” Air Combat Trends
- The Evolving Importance of Traditional Fighter Aircraft Attributes
- An Alternate Vision of Future Aerial Combat
- Summary and Conclusion
空战的起源
22, 1914, less than three weeks into the war, aerial reconnaissance reports revealed the British Expeditionary Force (BEF) was in danger of encirclement and annihilation by elements of the German First Army during the Battle of Mons. BEF commander Gen. John
French ordered a retreat, saving the BEF to play an important role in halting the German advance at the First Battle of the Marne and the subsequent “Race to the Sea” in September. Aerial reconnaissance reports also played a significant role in the French
victory in the First Battle of the Marne and in the German defeat of the Russian army at Tannenburg early in World War I.
of ground commanders on aerial reconnaissance. This stimulated rapid advances in reconnaissance techniques and the use of aircraft dropping modified artillery shells to attack enemy troops and gun positions beyond the effective reach of artillery. By mid-1915,
reconnaissance aircraft crews were operating cameras that allowed both sides to produce up-to-date maps of opposing trench systems and were developing increasingly sophisticated techniques for cooperation with artillery.
rifles, and even shotguns. Early experiences with air-to-air combat revealed that hitting an aircraft was extremely difficult and that only a small percentage of hits resulted in critical damage. Over time, this led to the adoption of machine gun armament.
Early-on machine guns were usually mounted flexibly and wielded by the observer in two-seat reconnaissance aircraft. The restricted fields of fire, problems in aiming (especially to the sides), and difficulty of gaining and maintaining a firing position contributed
to continued lack of success in countering enemy reconnaissance aircraft. A solution eventually emerged in the form of a light, agile, single-seat aircraft armed with a machine gun(s) mechanically linked to the engine to synchronize gunfire with propeller
rotation. This allowed pilots to aim their weapon by aiming the aircraft. In effect,the purpose of the new “pursuit” (fighter) aircraft was to carry their weapons to a particular part of the sky so that they could be employed effectively to shoot down or chase
away enemy reconnaissance aircraft.
they hit specific, critical items in the target aircraft including the crew, fuel tanks, and engine. Moreover, opening fire at too great a range alerted the enemy to the danger of attack, resulting in immediate evasive action and possible return fire from
two-seat aircraft. This greatly decreased the probability of scoring an air-to-air “kill” while simultaneously increasing the risk of being shot down.The preferred tactic of World War I fighter pilots was to approach a reconnaissance aircraft from the “blind
spot” below and behind while the crew was fully occupied with precise navigation,photography, or artillery spotting tasks. Experienced pursuit pilots often closed to 15 m, but always to 50 m or less, before opening fire on their unsuspecting victims. Why did
they put so much effort into surprising their victims? The answer lies in the nature of maneuvering air combat, or what is often referred to as a “dogfight.” An alert and maneuvering victim poses a series of problems for an attacking pilot. First, by turning
into the attacker, the target aircraft,or defender, complicates the attacker’s problem by forcing him to maneuver his aircraft to ensure he is in the same plane as the defender, is within range, and has the appropriate lead angle for a shot (see Figure 2).
Judging the correct lead angle requires accurate estimation of
of the defender. Sustained focused attention on the target aircraft causes the attacking pilot’s mental picture of the relative position and direction of his aircraft and all others in the area to rapidly deteriorate.The longer a maneuvering fight lasts, the
greater the probability the attacker will be attacked in turn by one of the defender’s unseen friends.
if possible with superior numbers so the initiative was with the patrol…. The combat must continue until the enemy has admitted his inferiority, by being shot down or running away.
- 更高的高度，它可以在攻击时转换成速度优势，或用来避免和低空的大量敌人作战。
- “从太阳中飞来”，避免或延迟被发现。
- 从目标机盲区（双座机的后下方）接近。
- 在近距离开火，以在目标机被突袭震惊时最大化命中。
- Greater altitude, which can be converted into speed to attack or used to avoid combat with more numerous opponents at lower altitude.
- Approaching from “up sun” to delay or deny detection
- Approaching from known “blind spots” of a defender (e.g., behind and below a two-seat aircraft)
- Opening fire at short range to maximize hits while the defender is still suffering from surprise.
at the same time American aces Richard Bong (40 kills) and Tommy McGuire (38 kills) perfected virtually identical “Boom and Zoom” tactics half a world away in the South Pacific. These tactical approaches shared most elements of Mannock’s and Boelcke’s rules
including an emphasis on attacking unsuspecting targets from a position of advantage, usually from above, and avoiding maneuvering combat unless absolutely necessary. In postwar interviews, Barkhorn characterized maneuvering combat as a high-risk, low-payoff
activity and estimated that between 80 and 90 percent of his victories were against unsuspecting targets. After the war, Hartmann stressed that his careful “See—Decide—Attack—Break” approach called for detecting the enemy first, achieving a tactical advantage,
attacking from close range to maximize damage and surprise, and escaping to assess the attack. Figure 3 illustrates these tactics.
Therefore,aerial combat can be viewed as a competition, or battle, for superior SA. Aircrew obtain and maintain SA through the use of their own senses, training, and experience to interpret inputs from the surrounding physical environment, aircraft displays,
and communications from friendly offboard sources.
superior SA,is so important to success in air combat that it is assumed in the modern USAF air combat mantra of “First Look, First Shot, First Kill.” Despite vast changes in aircraft, sensor, communication,and weapon capabilities over the past century, the
fundamental goal of air combat has remained constant: leverage superior SA to sneak into firing position, destroy the opposing aircraft, and depart before other enemy aircraft can react.
传感器和通讯作为态势感知基础的重要性
were essential defensive techniques. They also stressed the importance of teamwork and quickly developed communication techniques using visual signals, hand gestures, wing wags, rudder kicks, etc., to direct their formations. The combination of sensors (the
human eye), weapons (rifle caliber machine guns), and rather rudimentary communications dictated not only the tactics of early air combat, but also stimulated pilots to demand certain key attributes from their aircraft such as:
- 高速，以追上敌人或者逃跑
- 高升限，以最大化高度优势
- 高爬升率，以拦截敌机，并在垂直机动上胜过敌机
- 更高滚转率和转弯性能，以在缠斗中迅速获取（或阻止敌机获取）射击位置
- 强火力，以抓住极短的射击窗口
- 大航程，以“把战火烧到敌国”
- High speed to overtake or escape from an enemy
- High service ceiling to maximize altitude advantage
- High rate of climb to facilitate interception and/or outmaneuver an enemy in the vertical plane
- Superior roll rate and turning ability to rapidly achieve firing position (or deny it) in a maneuvering fight
- Heavy firepower to make the most of fleeting engagement opportunities
- Sufficient range to “take the fight to the enemy.”
generally requires aircraft designs that can carry more or larger weapons. These weapons add weight, which can reduce an aircraft’s rate of climb, speed, and maneuverability and lower its maximum operational altitude (or ceiling). Although these drawbacks
could be addressed by adding a larger engine to restore speed and climb performance, a larger engine will also add weight, further degrading the aircraft’s maneuverability and likely burn more fuel per mile, reducing its range. This illustrates how the art
of aircraft design involves numerous iterations to arrive at the best mix of attributes given the technology, time, and money available. It also underscores the interactive relationship between tactical demands, technological possibilities, and the nature
of aerial combat.
导弹时代空战的趋势
firepower. Initially the number and caliber of guns were increased, but this was quickly followed by the introduction of air-to-air rockets. Compared to guns that could deliver the same weight of explosive on target,rockets were much lighter and placed little
recoil stress on the aircraft. However, they were inaccurate, and only a few could be carried at one time due to their bulk. The obvious solution was to develop a guided rocket to accurately carry a relatively large amount of explosive to destroy a bomber
with a single shot. Late in the war, German engineers designed and tested the wire-guided Ruhrstahl X-4 air-to-air missile (AAM), but it did not reach service. Following the war, the United States, Great Britain, and Soviet Union all initiated AAM programs
leveraging wartime German research. By the mid-1950s, all three countries had first-generation missiles in service. Figure 4 shows an example of the Ruhrstahl X-4 AAM (note the wooden fins).
导弹时代的黎明
occur until 1965 when the U.S. Air Force and Navy began the prolonged Rolling Thunder air campaign against North Vietnam. Unfortunately, early missiles did not live up to the expectations set for them during the late 1950s. The missiles were designed for use
against large, non-maneuverable targets, such as nuclear-armed bombers, flying at high altitude. Their limitations were first revealed when U.S. Air Force and Navy aircrew discovered that these early missiles,when used against small, rapidly maneuvering North
Vietnamese MiG-17 fighters at relatively low altitude, often missed. Seeker, avionics, and missile reliability problems resulted in much lower success rates compared to successes achieved in pre-conflict testing. From 1965 through 1968, during Operation Rolling
Thunder, AIM-7 Sparrow missiles succeeded in downing their targets only 8 percent of the time and AIM-9 Sidewinders only 15 percent of the time. Pre-conflict testing indicated expected success rates of 71 and 65 percent respectively. Despite these problems,
AAMs offered advantages over guns and accounted for the vast majority of U.S. air-to-air victories throughout the war.
important.
aircraft at ranges of 10nm or more if they fall within the highly focused central vision. Aircraft are sometimes seen at these longer ranges, especially if the observer is cued and able to limit the search area to a few degrees, but uncued observers are extremely
unlikely to detect enemy aircraft at anything approaching maximum theoretical range.
图5(右)展示了飞行员用每分钟20次不同聚焦点的方式搜寻每个90°扇面时，发现从不同方向接近的敌机的累积概率。直到敌机进入1.9~2.8海里范围内，发现敌机的累积概率才提高到50%.出于方便，之后我们将用2海里半径的圆形表示目视搜索能大概率发现敌机。
aircraft could physically be detected by the human eye in one “fixation.” At extreme ranges, the lobe is only about 2 degrees wide, so aircraft A would only become visible on the third fixation, or deliberate shifting of the visual lobe. During fixation 3,
aircraft B would not be detected, even though it is closer to the observer than aircraft A, because it lies outside the observer’s central vision. Aircraft C would be detected on fixation 3, even though it is at the same angle to the observer as aircraft B,
because it is close enough to be detected by the less sensitive peripheral vision.This explains why even when aircrew use disciplined search patterns and fly in formations where members are assigned different search sectors, the likelihood of detecting enemy
aircraft beyond about 2 to 3 nm is low. For example, a pilot searching a relatively small sector 90 degrees wide by 20 degrees high might be physically able to see a target at 7 nm range, but the probability it would fall within his 2 degree central vision
on any given fixation is just 1/450 (0.002). This per-fixation probability increases to only about 1/110 (0.009) at 3 nm and is still only about 1/5 at 2 nm. The illustration on the right of Figure 5 shows the cumulative probability a pilot searching each
90-degree sector with 20 fixations per minute would detect an aircraft approaching from various directions by range. The cumulative probability of detecting the approaching aircraft remains below 0.50 until it is between 1.9 and 2.8 nm. For simplicity, the
series of figures that follow will use a circular 2 nm area to illustrate the region where visual search is likely to detect an approaching enemy aircraft.
area directly behind the aircraft indicates an area difficult for pilots to visually scan. The extent of this blind spot varies with aircraft type. This reality is one of the main reasons that fighter aircraft fly in formations,which permit them to clear each
other’s blind spots and warn of impending attacks. As the preceding discussion of visual search showed, however, even in formations where aircrew execute disciplined visual search plans, the physical limitations of human vision still make it unlikely any aircraft
in the formation will see an attacker that is still more than about 2.5 nm away.
range of about 2.3nm at high altitudes to less than 1 nm at low altitudes. Early IR missile seekers were generally uncooled and tuned to detect IR radiation emitted by the hot metal of jet engine turbine blades and tailpipes. This limited them to “tail-only”
attacks.
range increased by a factor of ten from 150 feet to about 1,500 feet thanks to the development of computing gunsights and the universal adoption of longer-range, harder-hitting automatic cannon in place of machine guns.
in fast-moving combat between tactical aircraft proved much more difficult than anticipated due to the need to positively identify the target as an enemy aircraft before launching a missile. The unreliability of 1960s Identification, Friend or Foe (IFF) equipment
resulted in extreme reluctance on the part of U.S. Air Force and Navy aircrews to actually employ their BVR weapons. This tendency was reinforced at some times and places by rules of engagement (ROE) requiring visual identification of the target aircraft.
These factors resulted in only two confirmed BVR kills in Vietnam.The fact, however, that U.S. F-4 crews had the capability to engage targets BVR had a significant influence on North Vietnamese pilot tactics and reduced their effectiveness.
导弹时代的空战战果数据库
were crosschecked with official sources such as Project Red Baron accounts of U.S. victories and losses in Vietnam. The database contains information on 1,467 confirmed victories over fixed-wing combat aircraft. In addition to the date and nationality of the
victor, all database entries include information on the type of aircraft claimed shot down and the type of weapon used(e.g., AIM-9, AA-2 Atoll, gun). In many cases the name of the victorious pilot and his unit are available. In some cases, ACIG has been able
to cross-reference claims with officially admitted losses and provide the victim aircraft pilot’s name and/or aircraft tail number. The database contains victory claims for pilots from the United States, Vietnam, India, Pakistan, Israel,Egypt, Jordon, Syria,
Iraq, Iran, the United Kingdom, Argentina, Venezuela, and Ecuador in achieving confirmed air-to-air victories.
actual damage done to the enemy in aerial combat. For instance, British fighter pilots claimed to have destroyed 499 German aircraft during the Battle of France in May 1940. Postwar examination of German Luftwaffe documents revealed a total of just 299 aircraft
lost to enemy action, both British and French, during May 1940. Another example is the claims by American F-86 and Russian MiG-15 pilots between December 1950 and July 1951. The release of official Russian MiG-15 losses after the fall of the Soviet Union allows
a comparison of claims and losses for both sides during this period. It reveals that U.S. F-86 pilots claimed forty-five victories against nineteen actual Russian MiG losses in combat. Likewise, Russian pilots claimed thirty-seven victories against fourteen
actual F-86 losses in air combat. This works out to the Americans over-claiming by a factor of 2.37 and the Russians by a factor of 2.64. Both sides sincerely believed they were soundly trouncing their opponents when in reality the exchange ratio was 1:1.36,
with the Americans slightly in the lead. While the actual number of aerial victories is likely less than half the 1,400+ credited to fighter pilots over the past fifty years, the focus of this report is on trends in aerial combat. The trends in the type and
mix of weapons employed should still reflect the changing nature of air-to-air combat, even if the actual number of downed aircraft is significantly smaller than claimed.
a pair of charts summarizing the mix of weapons used in achieving confirmed aerial victories. The chart on the left shows the fraction of kills credited to each weapon type, and the chart on the right illustrates the total number of kills by weapon employed.
Weapon types include guns, rear-aspect AAMs such as the early AIM-9 Sidewinder described above, all-aspect AAMs such as the AIM-7D/E employed by U.S. aircrew in Vietnam, and BVR AAMs such as the AIM-7M employed in Operation Desert Storm and the AIM-54 Phoenix
and AIM-120 Advanced Medium-Range Air-to-Air Missile (AMRAAM). The “other” category includes kills resulting from a variety of factors including opposing aircraft flying into the ground during combat (sometimes called a “ground kill”), aircraft downed by collision
with jettisoned drop tanks, and assorted other unusual means.
to guns (40 of 73 kills).The other major scene of air combat during this period was the Six-Day War in the Middle East. Here, the gun was still the main weapon. The Israeli Air Force (IAF) did not have AAMs in widespread squadron service during the 1967 conflict
and scored sixty-two of its sixty-six claimed victories with guns. Most Arab victory claims are also attributed to guns. In the aerial sparring that continued through the end of the decade, the IAF claimed an additional ninety-two victories. Twelve were credited
to first-generation IR-guided missiles and eighty to guns. All Indian and most Pakistani victory claims during the 1965 war were also attributed to guns. This was about to change.
presence felt.
Vietnamese Army(NVA) invaded South Vietnam in April 1972. During Operations Linebacker I and II in late 1972, U.S. aircrew were credited with sixty-eight air-to-air victories. Eight kills were achieved with guns, including victories by two B-52 tail gunners,
whereas fifty-seven enemy aircraft were shot down by U.S. missiles. Meanwhile, in the Middle East, the IAF was engaged in an ongoing series of air engagements with Syrian and Egyptian air forces known as the “War of Attrition.” Between January 1970 and the
beginning of the Yom Kippur War in October 1973,the IAF claimed 112 victories. Forty of these were credited to missiles and sixty-five to guns.The thirteen Arab victory claims were all credited to missiles. The big shift came during the Yom Kippur War when
the IAF scored seventy-nine of its 164 claimed victories with missiles and only eighty-three with guns. By the close of the decade, the IAF claimed an additional sixteen kills—eleven credited to missiles and only three to guns.
导弹大行其道
and aircraft designers in the late 1950s. As previously mentioned, the missiles U.S. aircraft carried in Vietnam were designed under the assumption they would be used to defend U.S. cities or naval task forces from attack by Soviet bombers flying at high altitude.
Designers assumed that in most cases U.S. fighters would be vectored toward incoming enemy bombers until the fighters could acquire them with their own on board radars. They further assumed the position of other friendly aircraft and the incoming bombers would
be sufficiently well understood to permit the fighters to shoot their radar-guided missiles at targets located at ranges of 10 nm or more. Engagements of this type, which are well beyond the range where humans can visually detect,let alone identify, an approaching
aircraft, are referred to as BVR engagements.
Instead, their targets were usually agile tactical aircraft operating at medium to low altitude. This made it hard for ground- and sea-based radar sites to support long-range missile targeting, because combat engagements often occurred beyond their effective
range or at altitudes below their radar horizon. Intermingling of friendly and enemy aircraft made it almost impossible for aircrew to reliably distinguish friend from foe until they were close enough to visually identify a potentially hostile aircraft.
radar, it automatically replies with a coded signal of its own to positively identify the aircraft as friendly. Enemy aircraft will not give the proper coded reply, but neither will a friendly aircraft with malfunctioning equipment, battle damage, or an improperly
inserted IFF code key. In other words, IFF systems can identify friendly aircraft with properly functioning IFF equipment, but the remaining radar returns could either be enemy aircraft or friendly aircraft with malfunctioning equipment. The high failure rate
of 1960s-era electronics made IFF generally inadequate as a means of enabling BVR missile shots. This was especially true for U.S. aircrew operating over North Vietnam, where on any given day only a few North Vietnamese MiGs might be airborne among hundreds
of U.S. aircraft. Under these conditions, odds were high that an aircraft without a friendly IFF reply was not an enemy aircraft. In order to avoid incidents of fratricide, U.S. aircrew preferred to positively establish the identity of any aircraft they attacked,
and for all practical purposes, this meant closing to within visual range of their targets where their superior radar and missile ranges were of little value.
USAF started a program known as Combat Tree to build and incorporate a suitable SRO-02 interrogator into U.S.fighters. By 1971 a suitable system had been designed, tested, and fitted to a number of USAF F-4D aircraft. Known officially as the AN/APX-81, the
system could be used in a passive mode where it received and processed IFF replies sent from MiGs in response to their own Ground Controlled Intercept (GCI) radar interrogations, or it could be used in active mode to trigger the MiGs response. A Combat Tree-equipped
F-4 could positively identify enemy aircraft at up to 60 nm, three times farther than the F-4 could detect, but not identify, them with its radar alone.
a host of lessons from aerial combat over Vietnam into the requirements for their new dedicated, as opposed to the multi role F-4, air-to-air fighter: the F-15. One of the many innovations the F-15 introduced was Non-Cooperative Target Recognition (NCTR).
NCTR compares prominent features from radar returns (e.g., engine compressor or turbine blades—if visible) with data on friendly and enemy aircraft features and automatically categorizes target returns.
the AIM-7Es used in Vietnam and used solid state electronics that were much more reliable than the vacuum tubes used in the AIM-7D/E. During the 1980s, follow-on missiles such as the AIM-7M introduced further improvements, including a programmable digital
computer, a monopulse radar seeker for better jam-resistance and improved performance against targets at low altitude, an improved warhead, and an autopilot that increased the missile’s range by allowing it to fly optimized trajectories.
radar/fire control system and the AIM-54 Phoenix missile. The 1,000-pound Phoenix was twice the weight of the AIM-7 and was capable of engaging targets at ranges over 100 nm—about three times the maximum range of the AIM-7F/M and more than five times the maximum
range of AIM-7D/Es used in Vietnam.
AIM-9L featured a completely new seeker design cooled by argon gas that was sensitive enough to lock onto the warm leading edges and other external parts of an aircraft rather than just hot engine parts. This gave the AIM-9L the ability to attack a target
aircraft from any direction—front,sides, top, bottom, or rear. This “all-aspect” capability made the AIM-9L much more flexible than earlier AIM-9 versions. Pilots no longer had to maneuver their aircraft into a relatively small “launch cone” behind a target
aircraft. Instead, if they could point their aircraft at the target and if they were within range (still relatively short for the ~200-pound Sidewinder),they could launch a missile. Other improvements incorporated in the AIM-9L were increased maneuverability
and improved fuzing. Combined, these attributes made the AIM-9L one of the most successful air combat weapons of the 1980s.
the long and bitter Iran-Iraq War that raged for most of the decade. There are relatively few good sources on the aerial dimension of this conflict, but those that exist indicate that the Islamic Republic of Iran Air Force (IRIAF) succeeded in maintaining
a significant number of the F-4, F-5, and F-14 fighters it received from the United States during the 1970s in working order. Their crews, all trained in the United States, were credited with over two hundred aerial victories including sixty-two kills by F-14
crews using AIM-54 Phoenix missiles. The second noteworthy aspect of 1980s aerial combat is the massive decline in gun use. During the 1970s over two hundred aerial victories were credited to guns, but during the 1980s the total declined to just twenty-six(an
87 percent decline). This was accompanied by a similarly large increase in the proportion of victories credited to all aspect missiles (including the AIM-9L) and true BVR missiles such as the AIM-54 and improved versions of the AIM-7.
1990年代的空战和网络战的兴起
clutter at low altitude. This capability, often referred to as “look down/shoot down,” was a significant improvement over fighter fire control radars fielded in the 1960s and 1970s and greatly expanded the potential utility of BVR engagements by eliminating
the “low-altitude sanctuary” presented by earlier fighter radars.
holds just fifty-nine aerial victory claims. The last two claimed kills occurred on September 14, 2001, and were credited to IAF F-15Cs; the victims were Syrian Air Force MiG-29s. There are multiple explanations put forward for the steep decline in the incidence
of aerial combat engagements over the past two decades, including a lack of military conflicts between nations with modern air forces, the difficulty and expense of building and maintaining an air superiority capability centered on manned aircraft, and asymmetric
responses, such as relying on cruise and ballistic missiles instead of manned aircraft for long-range strike missions in the face of a perceived overwhelming U.S. advantage in aerial combat capability. These are, however, beyond the scope of this report.
The left-hand panel of Figure 13 reveals a continued shift in the mix of weapons employed in aerial combat during the post–Cold War era. The first thing to note is the virtual absence of victories credited to guns. The database includes two gun victories;
the last was a Venezuelan AT-27 Tucano armed trainer shot down by a Venezuelan F-16 during a coup attempt in November 1992. Taking a longer perspective, the data shows the continued utility of guns in aerial combat through the 1970s and their rapid eclipse
by missiles beginning in the 1980s. In fact, the use of guns in aerial combat virtually ended after the Yom Kippur War in late 1973. Out of 498 victory claims since that time, 440 (88 percent) have been credited to AAMs and only thirty to guns. The last gun
kill of one jet combat aircraft by another occurred in May of 1988 when an Iranian F-4E downed an Iraqi Su-22M with 20 mm cannon fire.
the result of BVR engagements where the victor almost always possessed advantages in sensor and weapon range and usually superior support from “offboard information sources” such as GCI radar operators or their airborne counterparts in Airborne Warning and
Control Systems (AWACS) aircraft. This is significant, as it suggests the competition for SA is heavily influenced by the relative capabilities of the opponents’ electronic sensors, electronic countermeasures (ECM), and network links between sensor, command
and control (C2), and combat aircraft nodes.
(or network) improvements on coalition pilot SA and combat success.
第一次海湾战争中的空战
a BVR missile launched by an Iraqi MiG-25 on the opening night of the war. In contrast, U.S. aircrew achieved a kill ratio of only about 2:1 against the North Vietnamese Air Force. Moreover, the Iraqi Air Force in 1991 was probably better equipped relative
to U.S. forces than the North Vietnamese had been twenty years before, and many Iraqi pilots had combat experience from the recently concluded Iran-Iraq War. It is true that U.S. aircrew had much improved air combat skills derived from training innovations
such as Red Flag, Top Gun, and the USAF Fighter Weapons School and Aggressor programs. As previously mentioned, however, short-range maneuvering combat was rare during Desert Storm, and most engagements began with weapons fired before sighting enemy aircraft.
If we limit ourselves to examining only instances of aerial combat that took place during the first three days of Desert Storm while Iraqi aircraft were still attempting defensive operations similar to those flown by the North Vietnamese two decades before,
then the coalition victory margin declines to “just” 11:1.
联军战果的细节
in detail by John Deur in a series of detailed interviews with all allied participants conducted post-conflict. A review of these structured interviews reveals a wealth of details regarding the engagements summarized in Table 1.
about this is that the sheer numbers suggest the probability of coalition fratricide was quite high, yet none occurred. For example, on the first day of the air campaign, coalition aircraft flew more than 1,300 combat missions into Iraqi airspace, whereas
the Iraqi Air Force flew just over one hundred fighter sorties. Four days later, the coalition flew almost eight hundred combat sorties over Iraq,whereas the Iraqi Air Force flew just twenty-five combat sorties. This disparity in the relative number of friendly
and enemy aircraft operating over Iraq shows why simply relying on friendly IFF for target identification in BVR engagements is unadvisable. For example, if we assume coalition IFF systems have a 95 percent chance of functioning properly throughout a combat
mission, then we could have expected about seventy-five IFF failures on the first day of Desert Storm and about forty on day four. These numbers are close to the number of Iraqi fighter sorties flown on those days. So, odds are about even that a target that
fails to respond correctly to an IFF query is a friendly aircraft. This same numerical disparity in friendly and enemy aircraft existed over North Vietnam and was one of the primary reasons for the reluctance of U.S. aircrew to initiate BVR attacks and the
rarity of BVR kills in that conflict.
that made this possible. By the late 1980s, the USAF and Navy had assimilated the lessons of missile-era aerial combat learned firsthand in Vietnam and through close monitoring of conflicts in the Middle East and elsewhere. They had also used significant defense
spending increases during the “Reagan Build-Up” to largely reequip their forces with aircraft, sensors, and weapons designed with missile combat in mind. Additionally, both services had instituted training programs geared toward providing realistic training
in all aspects of air warfare (e.g., aggressor squadrons and Red Flag exercises in the USAF and Top Gun in the Navy). Finally, both services invested insignificantly improved AWACS platforms. The most sophisticated and capable of these new AWACS was the E-3
Sentry, which was specifically designed as both a sensor and C2 platform to remedy crew workload, sensor, and communications problems the USAF experienced using EC-121 aircraft in a similar role throughout the Vietnam War.
could be detected even further away. Figure 14 shows how this allowed E-3 aircraft operating continuously at three orbit locations inside Saudi Arabia and a fourth in Turkey to detect Iraqi combat aircraft during their takeoff rolls at about three-quarters
of Iraq’s airbases. E-3 crews could detect and track aircraft operating at or above 5,000 feet virtually anywhere inside Iraq.
to communicate this information and provide dedicated support to multiple coalition fighter crews simultaneously via ultra-high frequency (UHF) voice radio links. Coalition ROE allowed combat pilots to engage any aircraft declared hostile by an E-3 crew without
the need for further identification. But if the target was not declared hostile by an AWACS, then two independent sources were required, and only the F-15Cs with both NCTR and the AN/APX-76 IFF interrogator could meet the ROE on their own. This greatly increased
the tactical freedom of action and confidence of coalition pilots.
identified, and vectored coalition pilots toward Iraqi aircraft while they were about 70 nm away from the friendly fighters, whereas coalition pilots detected enemy aircraft at about 42 nm with their own radars. This effectively increased coalition fighter
sensor range by about 65 percent and allowed coalition pilots significant extra time and space to position their formations to achieve a tactical advantage. This was the first consistently successful linking of offboard airborne sensors to fighter aircraft
in combat. This network of airborne sensors, C2, weapons, and communications links greatly increased coalition fighter crew SA and gave them a commanding advantage in achieving surprise. Future U.S. fighter crews will be supported by both voice and data links
that will allow them to build SA more rapidly, help eliminate uncertainty, and increase decision and engagement speeds.
like those of rotating aircraft engine compressors or turbine blades. Known combat aircraft engine types have unique turbine and compressor blade characteristics that can be compared to radar measurements to determine the type of aircraft being tracked.
fighters achieved every missile victory with evolved versions of the IR-guided AIM-9 Sidewinder and radar guided AIM-7 Sparrow missiles. In addition to much improved range and increased capabilities against low-altitude and maneuvering targets as mentioned
above, these weapons were much more reliable than earlier versions used in Vietnam. One reason for this was the replacement of 1950s-era vacuum tube electronic components with solid-state electronics. The new electronics also brought increased seeker performance
and resistance to radar and IR countermeasures.
about five times more reliable than the “improved” AIM-7s used during Linebacker I and II in 1972 and 1973.Sidewinder reliability also improved by nearly a factor of four relative to its late Vietnam ancestors. Overall, AAMs launched by USAF crews in the First
Gulf War were about three times more likely to achieve a kill than missiles launched during the Vietnam War.
近距格斗的前途
(HMCS) and turned toward the designated target and locked on after launch. Many also feature thrust vector control, which bestows extreme maneuverability, and imaging focal plane array IR seekers that recognize and home in on target aircraft images rather
than simple heat sources. These missiles allow pilots to launch highly lethal IR missiles at any opponent they can see, even if that opponent is behind them. With an increasing number of modern combat aircraft equipped with missile-approach warning systems,
it is likely that a pilot under attack will have sufficient time to target an attacker and launch a missile in return. Once both aircraft have “launch and leave” missiles in the air, prospects are good that the short-range engagement will result in“mutual
kills,” with short-range combat kill ratios near 1:1. This suggests we may have reached a point in the development of short-range air combat technologies where serious, capable adversaries will attempt to avoid it and instead seek advantage in superior BVR
capabilities.
战斗机性能需求的演化
combat success against U.S. forces strongly suggests that by 1991 the United States had succeeded in creating an airborne battle network capable of bestowing on its well-trained aircrew an overwhelming advantage in SA. This is consistent with statistical analysis
of results from extensive air-to-air combat testing conducted in the late 1970s and early 1980s. These tests, known as Air Combat Evaluation (ACEVAL), Air Intercept Missile Evaluation (AIMVAL), and the Advanced Medium-Range Air-to-Air Missile (AMRAAM) operational
evaluation (OUE), consistently found that aircrew SA was the most important factor in determining combat outcomes. Digging a bit deeper into the SA competition, the tests results suggested superior SA was a function of the technological enablers listed in
Table 3.
past one hundred years—speed and maneuverability—from the perspective of the constraints they impose on aircraft design and their potential impact on information acquisition and information denial in future aerial combat.
速度的优势
the pilot of a faster aircraft could often use his speed advantage to deny an adversary the ability to achieve an effective firing position or even to escape destruction.
transit the distance between where a “victim” could detect the impending attack and effective weapon range. The less time spent in this region, the lower the probability a prospective victim would be able to detect and counter an attack. Visual detection range
for a World War II fighter approaching another fighter head-on (i.e., coming in to attack) was about 1.5 nm. Typical piston-engine fighter aircraft of World War II cruised at approximately 240 knots, had top speeds of approximately 380 knots, and had an effective
weapons range of about 200 m. A fighter attacking an unsuspecting victim from behind could expect to cross the distance between likely detection range and weapon range at a relative speed of 140 knots in about 35 seconds. If our hypothetical attacking aircraft
was a Me-262 jet fighter, its pilot could expect to transit the detection to open-fire range in just 21 seconds, giving the victim pilot (or his wing man) 40 percent less time to detect the impending attack with a corresponding increase in the probability
of a surprise attack.
targets. At the time AAMs first began to make an impact on aerial combat in the mid-1960s, the best fighter radars could typically detect targets at about 15 nm in a limited area approximating a 110-degree cone in front of the intercepting aircraft. In theory,
weapons could be launched from about half this distance. By 1991, fighter radars were much more capable and could detect targets at 40 nm or more, even at low altitudes. Furthermore, the introduction of advanced long-range airborne radars on E-3 aircraft allowed
their crews to provide friendly fighter crews with a form of electronic “overwatch” by constantly scanning areas the fighters’ own radars could not scan due to sensor field of regard or range limitations. Figure 15 illustrates the increase in the “organic”and
aerial network sensor footprints between the mid-1960s and early 1990s.
airfield in western Iraq. A pair of MiG-21 aircraft patrolling over an adjacent Iraqi airbase were vectored toward Fox and three other F/A-18s tasked with dropping 2,000-pound Mk-84 gravity bombs on the airfield. Fox and his companions were alerted by an E-2C
Hawkeye AWACS crew while the MiGs were still 15 nm away. The MiGs were approaching head-on at supersonic speed, giving the two opposing formations a combined closing speed of 1,200 knots. At this speed, the MiGs and F/A-18s were only 45 seconds apart when
Fox received his warning call. Within 20 seconds, Fox and one of his companions had each engaged and destroyed a MiG.
speeds and closing from the front, the AWACS warning gave his flight more time to react than a World War II fighter pilot could typically have expected in the case of an attack from the rear. Had the MiGs been behind Fox instead, it would have taken them almost
four minutes to catch him. More importantly, this incident illustrates how sensor and weapon performance had advanced even faster than fighter aircraft performance over the period between the end of World War II and the end of the Cold War. Over the past two
decades, airborne sensor performance has continued to improve with the introduction of active electronically scanned array (AESA) radars,advanced Infra-Red Search and Track Systems (IRSTS), and the widespread adoption of electronic datalinks that eliminate
the need for slow and easily misunderstood voice communications between aerial platforms. These developments are likely to provide even better SA and longer threat warning and set-up times in the future because sensor and network capabilities tend to advance
much more quickly than raw platform performance measures like fighter top speed, which has improved little over the past fifty years.
an aircraft traveling at 500 knots. This missile range extension is one of the most important benefits F-22s derive from their ability to cruise at supersonic speed without the use of fuel-gulping afterburners, known as supercruise. Superior speed is also
useful in disengaging from combat after a successful attack. This advantage, however, is likely to diminish as weapon and sensor ranges continue to grow while aircraft top speed remains relatively fixed. Against an adversary armed with directed-energy (DE)
weapons, it would likely be of little value in improving the prospects of successful disengagement.
速度的代价
on aircraft performance characteristics and can significantly increase aircraft procurement and operating costs. In particular, supersonic aircraft are larger, more complex, and less fuel-efficient compared to subsonic aircraft with the same range-payload
capabilities. The aerodynamic requirements of efficient supersonic flight and efficient subsonic flight conflict in several areas. For example, subsonic aerodynamic efficiency generally increases for aircraft with long, narrow (high aspect ratio) wings. Supersonic
flight tends to be more efficient for aircraft with long, narrow bodies and short swept wings. Supersonic aircraft generally require higher thrust-to-weight ratios than subsonic aircraft with comparable range and payload characteristics. For any given level
of engine technology, this requires larger engines with higher fuel consumption. This, in turn, requires additional fuel, which requires additional volume, which results in additional structural weight, which requires yet more powerful engines to maintain
performance. Eventually this cycle subsides, but not until the final aircraft design is much larger and more expensive than a subsonic alternative.
early versions were fitted to U.S. fighters designed in the late 1950s including the F-106, F-101B, and early versions of the F-4. They fell out of favor with Western fighter designers as unnecessary during the 1970s and 1980s when the West enjoyed a commanding
lead over the Soviet Union in fighter radar and electronic warfare technology. The Soviets incorporated them into both the MiG-29 and Su-27 fighters, which entered service in the early 1980s. The Europeans have incorporated them into the Eurofighter Typhoon
and Rafale. The Russians continue to refine their IRSTS, and the Chinese have integrated them into their latest combat aircraft as well. Today, the Navy is developing an IRSTS built into the front of F/A-18E/F center line fuel tanks, allowing it to befitted
to existing aircraft. Figure 16 shows the IRSTS sensor protruding from the nose of the centerline fuel tank.
reduced radio frequency (RF) signatures.
The blue line in Figure 17 shows how aircraft leading-edge temperature increases with aircraft speed. Ambient temperature between 37,000 and 80,000 feet of altitude on a standard day is -70° F. The leading edges of an aircraft flying at Mach 0.8 are heated
by friction to -21° F. As aircraft speed increases, skin temperatures rise rapidly. For example, a fighter aircraft traveling at Mach 1.8 would have leading edge temperatures of 182° F. Increasing leading-edge temperatures by 200 degrees increases the probability
of being detected by IR sensors.
Mach cone forms around the aircraft with a temperature of about 8° F. This rapidly heats the aircraft’s leading edges to the same temperature while increasing the frontal target area presented to the sensor about ten times. IR range equation calculations show
this more than doubles the range the aircraft can be detected. Warning time for the aircraft with the IR sensor is increased by only about 70 percent, because the aircraft at Mach 1 can cross the doubled detection range about 25 percent faster than an aircraft
at Mach 0.8. Increased IR detection range has the additional disadvantage of dramatically increasing the size of the area a supersonic aircraft can be detected. Table 4 gives results of IR detection calculations for target aircraft speeds between Mach 0.8
and Mach 2.2.
as much fuel in military power than at cruise power settings. Supercruise does not require the use of fuel-gulping afterburners, but it does require power settings at or near military power. An aircraft with an 800 nm combat radius while cruising at Mach 0.8
would have only a 600 nm combat radius cruising in military power at Mach 1.8. This requires supercruise-capable aircraft crews to operate within range of an airbase or air refueling tanker if they believe they might need to use their supercruise capability.
机动性的优势
and maneuvering opponent and defensively in denying an attacker firing position or (later) outmaneuvering early AAMs. Most air combat training, at least through the early 1990s, focused on maneuvering fights within visual range where opponents sought to place
themselves in a position of advantage, escape an attacker, or move a fight into a mode where their aircraft had an advantage over their opponents. Indeed, the image of swirling air combat is so tightly linked with fighter aircraft that it is difficult to think
of one without the other.
The proliferation of highly agile “dogfight” missiles, such as the Russian AA-11 and the AIM-9X with thrust vector control and the ability to lock on to targets after launch, along with HMCS, has further reduced the need for maneuvering into firing position
even in relatively rare visual range encounters.
机动性的代价
that force aircraft designers to make trade-offs in other areas of performance and add weight and cost to the aircraft. For example, maneuverability is enhanced by a relatively low wing aspect ratio and a high thrust-to-weight ratio to allow for tight turns
and sustain energy at high G-loads. Low wing aspect ratio tends to reduce aerodynamic efficiency, and, as previously mentioned, high thrust-to-weight ratios result in inefficient engine cruise performance. High maneuverability also requires strong aircraft
structures, and these add significant weight. The load-bearing structure of an aircraft with a design goal of maintaining 9-G turns must be three times as strong as one designed to sustain only 3-Gs. For any given level of aircraft structure technology, this
will make the 9-G structure significantly heavier than the 3-G structure if both aircraft are to have the same range and payload. Since aircraft cost is closely correlated with empty weight, adding maneuverability contributes directly to aircraft cost.
tail surfaces add significantly to the side radar cross-section of aircraft. So, while increased maneuverability certainly contributed to the combat effectiveness and survivability of fighter designs in the past, it is much less clear that its future value
will outweigh its costs.
对未来空战的另一种展望
are already underway. This chapter describes a future air combat concept designed to fully leverage trends that benefit superior sensors, weapons, and networks. This concept emphasizes aircraft attributes such as signature control and payload that differ from
those of traditional fighter designs. The majority of the chapter presents a series of illustrations showing how such a concept might be implemented.
最大化最有用性能
and maneuverability, what attributes should a future combat aircraft possess to maximize these factors?
era, large combat aircraft could not employ forward-firing weapons effectively against smaller and more agile aircraft, and instead they were forced to rely on rotating gun turrets that lacked the accuracy and hitting power of rigidly mounted forward-firing
weapons carried by fighters. Defending fighters also enjoyed the advantage of using early-warning networks of ground observers and radars linked to control centers that could direct them to the vicinity of the bombers, whereas bombers operating deep in enemy
territory lacked any comparable capability.
If the future air combat environment consists almost exclusively of BVR missile duels or,eventually, directed-energy weapons engagements, achieving a decisive SA advantage will increasingly depend on the relative ability of the opposing sides to acquire and
process long-range sensor data and rapidly integrate it with offboard information provided via data networks. This suggests future SA “building blocks” may differ from those defined in the late 1970s and early 1980s as outlined in Table 5.
信息获取：
- 多种探测手段的远程传感器。它们需要更大的光圈（孔径）和更强的冷却能力，还需要能够探测所有方向，而不仅仅是飞机前方的目标。
- 红外搜索与跟踪系统很可能愈发流行，因为它们是被动式探测，并对基于数字射频储存器的干扰完全免疫。雷达在测距、非合作目标识别、（空空）导弹中段制导等方面仍然有重要作用。
- 信息化数据共享愈发重要，这也提出了对网络健壮性的需求。
- 综合处理多种信息（主动和被动探测、本机和友军单位）决定了能否及早探测和识别敌机。
阻止敌人获取信息：
- 在全方向，全频段尽量低的雷达信号特征。这能降低敌人战斗机、预警机和陆基雷达的效能。
- 低红外特征，以最小化被敌人红外搜索与跟踪系统探测到的频率。这和超音速飞行存在矛盾。
- 先进电子战系统和红外反制系统。红外反制系统很可能是某种激光器。最初可能仅仅是欺骗敌方导引头和传感器，如果激光功率得到提升，甚至有可能直接摧毁其元件。
在未来，携带大量远程空空武器和多种传感器的能力将对获得空战胜利起决定性作用。比传统战斗机尺寸更大的飞机将更为有利，因为它有更大的空间和发电功率携带传感器、冷却设备和大型远程武器。既然对速度和高机动性的需求下降，就有可能设计没有大片垂尾，具备全向全频域低可探测性的作战飞机。电子传感器、雷达/红外信号特征、电子战和红外反制措施、健壮的直射传输（译者注：原文为LOS，经查询，似为无线电名词Line Of Sight，指中间无遮挡的点对点直线传输）数据网络在获取态势感知优势上的重要性得到提高，而高速度和机动性的战术效能可能降低，这意味着，大型作战飞机的战斗效能可能首次同传统上注重速度和机动性的战斗机并驾齐驱，甚至超过它们。下一节包含大量插图，描述有合适装备的大型飞机如何成为高效能空战网络的核心节点。
The ability to carry a deep magazine of long-range air-to-air weapons with multiple seeker options will almost certainly be vital to success in future air combat. Many of these attributes are much easier to integrate into large aircraft that have greater
space and payload available for sensors, cooling, electrical power, and large, long-range weapons compared to small aircraft the size of traditional fighters. The prospect that supersonic speed and high maneuverability have much reduced tactical utility suggests
it could be possible to build effective combat aircraft with no large vertical tails to facilitate B2/A2 radar low observability. The increased importance of electronic sensors, signature reduction, RF and IR countermeasures and robust LOS networks in building
dominant SA, and the potential reduced tactical utility of high speed and maneuverability could mean that, for the first time, the aerial combat lethality of large combat aircraft may be competitive or even superior to more traditional fighter aircraft designs
emphasizing speed and maneuverability. The next section presents a series of illustrations depicting how an appropriately equipped large aircraft could form the centerpiece of a survivable, highly effective aerial combat network.
图19. 未来空战，第一阶段. 蓝方为美军编队，其中大型飞机携带24枚超远程空空导弹，每一架小型机携带6枚AIM-120导弹。红方为假想敌编队，以1.8马赫巡航。
未来展望
这一节包括若干张图片，它们描述了在未来，美军飞机网络化编队和一群有超音速巡航能力的敌军飞机之间的遭遇战。如图19所示，美军的网络化编队包含几架长程无人空中作战平台（UCAS，下简称为‘无人机’），这种飞机被设计为主要用作传感器平台，携带的武器较少，另有一架轰炸机尺寸的隐身飞机上的人类机组负责指挥它们，这架大型飞机配备了全套传感器。它们之间通过健壮的直射传输数据链通信，并有能力综合运用自身和友军传来的信息。战术上，这一概念显然违背了过去和现在的空战实践，但出于本报告前半部分所指出的发展趋势，这值得进一步调查。
This section consists of several illustrations of an imaginary future aerial encounter between a network of U.S. aircraft and a group of stealthy enemy fighters that have supercruise capability. The U.S. network consists of several long-range Unmanned Combat
Air Systems (UCAS) optimized to perform as sensor platforms with modest aerial weapon payloads that are coordinated by a human crew on board a stealthy bomber-size aircraft with a robust sensor suite. They are linked by robust LoS datalinks and have the ability
to fuse information from offboard sources and their own sensor outputs, as illustrated by Figure 19. Tactically this concept is a marked departure from past and current practice in aerial combat, but seems worthy of further investigation as it extends the
trends identified earlier in this report into the future.
正如之前提到的那样，雷达仍然十分重要。我们假定假想敌装备了俄罗斯PAK-FA（译者注：即通常所说的T-50）这样的战斗机，它具备极低的雷达特征和超音速巡航能力。在未来空战中，即使战斗机的前半球雷达特征比一些公开消息报道中的美军飞机（-30~-40分贝/平方米）大，它们也能有效降低对手的雷达效能。例如，如果假想敌的战斗机有着-20分贝/平方米的雷达横截面积，它也能让美军雷达的有效探测范围比对“阵风”这种典型四代战斗机时降低70%。
As mentioned earlier, radar will remain important, but in this instance, we assume our adversaries are equipped with fighters such as the Russian PAK-FA with greatly reduced radar signature and supercruise capability. Forward hemisphere radar signatures
of future fighter threats need not be as small as those attributed to U.S. aircraft in unclassified sources (-30 to -40 dB square meter range) to greatly reduce the range and therefore the utility of radar in future air combat. For example, adversary fighters
with radar cross sections of -20 dB (sm) would reduce the effective range of U.S. radars by about 70 percent relative to a modern “fourth-generation”fighter such as the French Rafale.
图20. 未来空战，第二阶段。
在这个例子中，我们认为所有飞机都装备了性能和“台风”战斗机上的PIRATE系统性能相近的红外搜索与跟踪系统。图20展示了双方三种飞机的红外可探测性。带阴影的圆圈代表每一架飞机能被敌人探测到的范围。右边大型的亚音速有人机携带24枚700公斤级空空导弹，其射程大约170海里。
In this example, all aircraft are assumed to be equipped with an IRSTS that has capabilities similar to the PIRATE sensor currently installed on the Eurofighter Typhoon. Figure 20 shows the relative IR detectability of the three types of aircraft involved
in an air-to-air engagement. The shaded circles represent the region where each aircraft can be detected by its opponents. The subsonic manned aircraft is armed with twenty-four 1,500-pound class AAMs with a range of approximately 170 nm.
图21. 未来空战，第三阶段。美军的无人机探测到了敌方战斗机，并通过数据链告知友机。人类机组开始分配目标。
图21展示了具有信息网络中的无人机和有人机协作取得火控跟踪数据，并给各个目标分配打击武器。通过综合数据链传来的信息，美军飞机获知了敌机的位置、航向、高度、速度，并用雷达进行短暂的火控扫描（波束高度聚焦），生成精确的火控信息。由于雷达开机时间短，被敌机拦截/欺骗的概率很低。
Figure 21 illustrates how networked UCAS and manned aircraft work together to achieve weapon-quality tracks on opposing fighters and assign weapons to targets. Fusing sensor data from multiple widely spaced sources allows onboard systems to rapidly appraise
the location,heading, altitude, and speed of supercruising target aircraft or conduct short, highly focused searches with low-probability of intercept/detection radars to generate sufficiently accurate targeting data.
图22. 未来空战，第四阶段。美军无人机转向以延迟交汇时间，但仍在持续跟踪敌机。美军有人机从超过160海里的极远距离上向每个目标发射两枚导弹。
在图22中，美军无人机转向，以降低接近率，留出充裕的时间在有人机发射的超远程空空导弹抵达目标后，进行第二轮超视距补射。敌我识别需要综合各种手段，尤其是在雷达效能降低的情况下。美军的“蓝军跟踪系统”（译者注：基于GPS实时更新友军位置）和其他先进敌我识别系统，包括新的加密Mode 5，将能有效识别出大部分友机。
In Figure 22, the UCAS turn to reduce the closure rate and allow time for the very long-range BVR missiles fired by the manned aircraft to reach opposing fighters with time and space left for follow-up BVR engagements if necessary. Positive identification
of opposing aircraft will require a combination of measures, but the reduced utility of radar in this regard will likely require a different mix of ID sources. Blue Force Tracker combined with advanced IFF systems, including a completely new encrypted Mode
5, will positively identify most friendly aircraft.
环境信息同样重要。根据下面将要进行的讨论，敌机将大多出现在敌方控制区深处，并远超美军友机的作战半径。在一些情况下，敌机一升空即可被监控，就像“沙漠风暴”行动中E-3做的那样。在其他情况中，可能需要更多的手段。例如，任何在友军战斗机航程外超音速巡航的飞机都可以被认定为敌机。现代的信息化网络还具有实时数据更新能力，这在未来或许可以进一步自动化，通过自动评估是否有一架友军飞机的任务需要它出现在哪个位置来判断敌友。在可预期的未来，假想敌战斗机的数量很可能多于在敌方空域内作战的美军飞机。这让越战期间和此后的“数量问题”转移到了敌人身上。如果天上的大多数飞机是敌机，那么一架敌我识别器和“蓝军跟踪系统”都未响应的飞机就很可能是敌人。
Contextual information will also be important. As discussed below, U.S. aircraft facing significant enemy fighter opposition will often be deep inside enemy-controlled territory and well beyond the effective combat radius of friendly fighters. In some cases
they may be able to detect opposing fighters taking off from their bases as E-3s did in Desert Storm. In other cases they may need to rely on other measures. For example, any aircraft cruising supersonically and beyond friendly fighter range can safely be
assumed to be an enemy fighter. Modern information networks should also allow each friendly aircraft’s assigned mission be kept “up to date.” This will enable further automatic contextual sorting by assessing whether any friendly aircraft has an assigned mission
that would require it to be where an unknown contact is. Finally, U.S. aircraft operating deep in enemy airspace will likely be outnumbered by defending fighters. This turns the “numbers problem” experienced by U.S. fighter pilots during and following Vietnam
on its head. If most aircraft aloft are enemy aircraft, odds are high that any aircraft without a friendly IFF and no Blue Force Tracker file is an enemy.
图23. 未来空战，第五阶段。美军有人机也转向以延迟交汇时间。有人机发射的超远程导弹到达，击落了8架敌机中的6架（假定杀伤概率为0.5）
图23显示了对8架敌机分别发射两枚导弹，所有导弹的杀伤率为0.5时的平均结果。对于这场战斗，在假想敌编队探测到任何美军飞机之前，就有6架飞机被击落。
Figure 23 shows the average result of engaging eight enemy aircraft with two missiles each,where the missiles each have a probability of kill (Pk) of 0.5. For this engagement, a Pk of 0.5 would result in six of eight enemy aircraft killed before the opposing
fighter formation is able to detect any friendly aircraft.
图24. 未来空战，第六阶段。存活的敌机可能逃跑，如果没有，美军有人机组向无人机分配目标，无人机向每个目标发射2枚AIM-120级别的导弹，而无人机自身不被发现。
图24展示了交战的结局。如果假想敌在付出75%伤亡后仍继续接近美军飞机，它们就会受到美军有人机的超远程空空导弹，或无人机射程稍短的AIM-120级别导弹的攻击，而无人机仍然未被探测到。在这幅图中，我们假定美军有人机组选择向剩余的每个目标发射两枚AIM-120级别的导弹。如果它的杀伤率也是0.5，那么剩余的两架敌机都很可能被击落。在这场交战中，八架敌机都被击落，而美军飞机均未被探测到，同时还携带有20枚AIM-120级别导弹和8枚超远程空空导弹。
Figure 24 shows the conclusion of the engagement. If the opposing fighters continue to close on the friendly formation after taking 75 percent losses, they could be engaged by additional very long-range missiles launched by the U.S. manned aircraft or by
AMRAAM-class shorter range weapons carried by the still-undetected UCAS. In this illustration, we assume the human crew elects to engage the remaining fighters with two AMRAAM-class weapons each. Again assuming a missile Pk of 0.5, both remaining fighters
would likely be shot down. At the conclusion of this example engagement, eight enemy aircraft have been shot down, while friendly aircraft are undetected and have twenty AMRAMM-class weapons and eight very long-range BVR weapons.
这些无人“前哨”是未来空战网络的组成部分，它们可以被视为现有预警机探测（但不是指挥）能力的代用品，因为它们成为了有人机组在自身传感器探测范围外的“眼睛”。在未来战争中，美军的侦察和作战飞机需要在没有己方非隐身战机的环境下打击敌方战斗机。美军现在有大量这种商用客机改装的平台，例如E-3“望楼”、E-8“联合星”、KC-135、KC-46A这样的预警机、指挥机、空中加油机。这些庞大的非隐身飞机需要离假想敌控制区域至少200海里远，以躲避像SA-21“咆哮”（译者注：即S-400，北约代号为‘咆哮’，俄军代号为‘凯旋’）这样先进地对空导弹的打击。
The unmanned “picket” aircraft were included to showcase the possibilities of future aerial battle networks and can be thought of as something of a substitute for the sensor (but not C2) capability currently resident in AWACS aircraft, as they extend the
“eyes” of the human crew beyond the range of their organic sensors. This will be an important factor in future conflicts that will require U.S. ISR and strike aircraft to operate effectively against enemy fighter aircraft in threat environments that will preclude
the presence of non-stealthy assets such as E-3 Sentry and other high-value asset (HVA) sensors, C2, and air refueling tanker platforms based on modified commercial transport aircraft (e.g., E-8 JSTARS,RC-135, KC-46A). These large, non-stealthy aircraft will
need to remain at least 200 nm from enemy territory to avoid engagements by advanced surface-to-air missile (SAM) systems such as the SA-21 Growler.
图25展示了对美军高价值目标的第二类威胁。直到假想敌的战斗机威胁消除前，美军的加油机等高价值目标的航线都有可能在假想敌控制区域500-750海里外被其战斗机威胁。假想敌有可能对高价值目标发动集中打击，这让保护它们需要的战斗机数量大大提升。考虑到这种打击成功或迫使高价值目标撤退的概率，让高价值目标在假想敌战斗机的威胁范围内执行任务并不现实。尤其是对加油机的打击，能显著降低美军战斗机的航程。
Figure 25 illustrates a second class of threats to U.S. HVAs. Until the enemy fighter threat is substantially reduced, refueling operations and HVA orbits could be threatened by enemy fighter sweeps 500–750 nm from enemy territory. The ability of opposing
forces to concentrate their anti-HVA attacks in time and space makes protecting HVAs costly in terms of the number of friendly fighters required, and the possibility such an attack might succeed, at least to the point of forcing HVAs to “retrograde,” makes
persistent HVA operations within the effective reach of opposing fighters unattractive. This is particularly true in cases where the disruption of air refueling operations could greatly decrease the effective range of U.S. fighters.
图25. 美军高价值目标在西太平洋面临的战斗机威胁。美军加油机需要离大陆500-750海里，以躲避远程空空导弹打击。注意画面中央的深蓝色群岛是马里亚纳群岛，左边有“Anderson AFB”字样，意为关岛安德森空军基地。横跨太平洋的红色细线为东风-21（北约代号CSS-5）反舰弹道导弹的现有射程890海里（1650千米），美军航母战斗群（CSG）保持在这一范围外。围绕台湾岛的红线字样是“战斗机扫荡”，即在某一空域内搜索和歼灭敌方空中目标的行动。R-37和R-100（一般称为K-100）为俄罗斯设计的远程空空导弹。海岸线附近的字样是“战斗空中巡逻”。PL-12即霹雳-12，为中国研制的中距空空导弹，外贸型称闪电-10（SD-10）。
这告诉我们，在未来，美军作战飞机需要在深入高竞争空域数百海里作战，而能提供支援的己方高价值目标远在1000海里之外。没有预警机像“沙漠风暴”行动中那样卓有成效的支援，未来的美军作战飞机可能需要通过为自己提供大范围的侦察监视情报，通过健壮的直射传输通讯链路，在传感器、武器、数据链等方面组成“分布式系统”。换言之，正如陆军在二十世纪早期学到的那样，武器射程和通讯手段的进步过去那种把部队集中起来以增强火力（译者注：线列步兵）的方式不再必要也不再明智。同样，二十一世纪早期的空军或许也会发现，传感器、武器、信息化技术的进步让空军不必把飞机“集中”起来，以互相支援。
This suggests that in the future, U.S. combat aircraft needing to operate hundreds of miles inside contested airspace may be at least 1,000 nm or more from friendly HVA support. Without offboard support from AWACS aircraft that proved so helpful to Coalition
aircrew in Desert Storm, future U.S. combat aircraft may need to provide wide-area surveillance for themselves by operating as a large “distributed weapon system” with sensors, weapons, and C2 linked by robust line-of-sight communication links. In other words,
just as ground forces in the early twentieth century learned that advances in weapon ranges and communications made it both unnecessary and unwise to concentrate their troops in order to concentrate fire,air forces in the early twenty-first century may find
advances in sensor, weapon, and network technology make it unnecessary to “concentrate” their aircraft to achieve mutual support.
这种在己方加油机1000海里外作战的需求更加刺激了让未来的长程侦察打击平台装备空对空武器。美军制空战斗机的作战效能在过去七十年间惊人地提升了。新的发动机、结构和气动设计被运用，提升了它们的速度、升限和机动性。航电和传感器的进步大幅提升了战斗机搜索和歼灭敌机的能力，也提升了它们从对空打击无缝切换到对地打击的多任务能力。但增加作战效能也带来了代价。首要的一点便是人尽皆知的价格上涨。紧随其后的一点则是飞机空重持续上涨的势头，正如图26所示。
The requirement to operate against targets and forces 1,000 nm or more beyond friendly tanker support provides additional stimulus for integrating air-to-air combat capability into future long-range ISR and strike systems. U.S. air superiority fighters have
grown tremendously in capability over the past seventy years. As new propulsion, structural, and aerodynamic concepts were integrated into designs, their speed, ceiling, and maneuverability increased. Advances in avionics and sensors have vastly improved their
ability to search for and destroy enemy aircraft as well as to seamlessly transition from air-to-air to air-to-ground missions. This increased capability, however, has come at some expense. The first is the well-known increase in aircraft unit cost. Closely
related is an almost unbroken trend toward ever-higher aircraft empty weight, as illustrated by the columns in Figure 26.
图26. 美军空优战斗机空重和作战半径随时间的变化。蓝色柱为空重，红线为作战半径。空重的单位（左侧）是磅，航程的单位（右侧）是海里。黑线是B-17G的空重36135磅（16391千克）。
洛克希德-马丁公司的F-22A“猛禽”，美军的头号空优战斗机，空重达16959千克。它比两个前辈（F-4E’鬼怪II’和F-15C’鹰’）重35%，比二战期间的“重型轰炸机”B-17G都重20%。它的空重是美军在二战早期用于制空作战的P-40E的7倍。
The Lockheed-Martin F-22A Raptor, the premier air superiority fighter in U.S. service, weighs 43,340 pounds when empty. This is over 35 percent greater than its two immediate predecessors, the F-15C Eagle and F-4E Phantom II, more than 20 percent greater
than a B-17G “heavy bomber” of World War II, and almost seven times the empty weight of the P-40E fighter used by the United States for air superiority missions when it entered World War II.
我们的意思并不是让美军在未来装备体型更小，性能更差的战斗机，而是想说明战斗机“传统”性能的提升伴随着稳步增长的空重和开支。虽然自1960年代中期以来，空中加油技术显著降低了制空战斗机的运营费用，但在未来，美军可能会面对具有强大战斗机部队的敌人，而空中加油的安全空域距离假想敌领土领空的范围将远超现代战斗机的作战半径。
The point here is not that the U.S. military needs smaller, less capable fighters in the future, but that adding capabilities traditionally considered as “necessary” for success in aerial combat has steadily increased the empty weight and cost of fighter
aircraft. A final“cost” has been a dramatic decrease in the unrefueled combat radius of U.S. air superiority fighters. The availability of aerial refueling capabilities has allowed U.S. air campaign planners to minimize the operational impact of this cost
since the mid-1960s. As discussed above, however, should U.S. forces be called on to confront an adversary with a capable and competent fighter force in the future, the distance between locations safe for aerial refueling operations and enemy territory may
significantly exceed the combat radius of modern U.S. fighters.
这已经够糟糕了，因为美军战斗机将无法对假想敌的地面目标进行精确打击。但还不止于此：目前美军轰炸机缺乏空对空打击能力，在过去二十年间，敌人防空能力有限时，这不成问题，但远在战斗机作战半径之外面对有强大战斗机部队的假想敌时，轰炸机的作战将受到极大限制。换言之，如果制空战斗机无法持续为轰炸机护航，对抗强大的假想敌战斗机，那么轰炸机的作战效能将大大降低。这一问题在西太平洋尤其严重，因为美军在那里缺乏机场，而假想敌的反介入/区域拒止能力对美军仅有的机场和航母构成严重威胁，这就对从远处战区基地起飞的轰炸机提出了迫切需求。虽然美军可能永远不会在西太平洋打一场战争，但在其他地方，日益增长的反介入/区域拒止威胁也要求美军能在现有和计划中所有战斗机的无空中加油作战半径之外战斗。
While this situation is bad enough, as it limits the ability of modern U.S. fighters to perform precision attacks against enemy ground targets, it carries an additional operational penalty. Currently, U.S. bombers lack the ability to carry and employ air-to-air
weapons. This has not been a significant hindrance to U.S. air campaigns waged over the past two decades against opponents with limited air defense resources. Nevertheless, they would face significant operational limitations if called upon to attack targets
guarded by a capable, competent enemy fighter fleet that lay beyond the effective combat radius of modern fighter aircraft. In other words, there is a severe deficiency in the ability of U.S. air superiority fighters to accompany bombers deep into enemy territory
to enable sustainable bomber operations in the face of a significant fighter threat. This deficiency is likely to be most acute in the Western Pacific, where the paucity of land bases combined with the serious and growing anti-access/area-denial (A2/AD) threat
to both airbases and aircraft carriers makes the ability of U.S. bombers to operate from distant theater bases extremely valuable. Even if, however, the United States never actually faces a conflict in the Western Pacific region, it is likely to face the same
dynamic of growing A2/AD threats and the increased need for effective operations well beyond the effective unrefueled combat radius of existing and planned fighters.
图27. 二战后美军战斗机和轰炸机作战半径的差别。红线为战斗机，绿线为轰炸机，单位海里。蓝色部分为“传统任务”，黄色部分为“核任务优先”，紫色部分为“核常兼备”。
这种问题是如何产生的呢？正如图27所示，二战晚期战斗机和轰炸机的作战半径相当匹配。这并非偶然，而是因为早期深入德国本土的无护航轰炸损失惨重，无法持续。美军的反应则是装备为护航任务特别改进的P-51和P-47，它们不仅增加了内油容量，还能在副油箱内携带大量燃油。但这些方法无法用于现代的隐身战斗机。现代战斗机的内部空进已被航电、传感器、弹舱和油箱填满，无法进一步利用。而尽管副油箱能增加战斗机航程，它们却同时也显著增大了雷达横截面积，因此必须在进入敌军防空范围之前被抛掉。像俄罗斯S-400（SA-21）这样的现代防空系统射程可达到200海里，显然隐身战机必须在其作战包线外抛掉副油箱。如果战斗机能在400海里外进行空中加油，而必须在200海里外抛掉副油箱，那副油箱只能把它的作战半径增加100海里。
How did this state of affairs arise? As Figure 27 shows, the combat radius of late World War II fighters and bombers were well matched. This was no accident, as initial attempts to operate bombers on deep penetration missions into Germany without adequate
fighter protection proved unsustainable due to enemy fighters imposing heavy losses. The U.S. response was to field modified versions of the P-51 and P-47 that were specifically tailored to the bomber escort mission. In addition to carrying sizable quantities
of fuel in external tanks to extend range, the P-51D and P-47N both had significantly increased internal fuel capacity compared to their earlier variants. Neither of these approaches seems attractive for modern stealthy fighters. The internal spaces of contemporary
fighters are already fully utilized for avionics, sensors, internal weapons, and fuel. Adding external fuel tanks could increase fighter range, but because they would significantly increase radar cross sections, they would need to be jettisoned before entering
the effective range of enemy air defenses. Modern ground-based air defense systems such as the Russian S-400 (SA-21) can engage targets at up to 200 nm. A stealthy fighter carrying external tanks would probably need to discard them before entering the engagement
envelope of such a threat. If the fighter refueled from a tanker operating 400 nm from enemy territory and discarded its external tanks 200 nm from enemy territory, then using external fuel tanks would extend its combat radius by just 100 nm.
在冷战期间，轰炸机的主要设计目的是跨洲际投送核弹。这种任务当然无法得到战斗机护航，并且护航也并非必须，因为敌人的大部分防空系统早在轰炸机到达目标上空之前就将被核导弹摧毁。由于无需为轰炸机护航，战斗机沿着另一条路径发展，即在欧洲和苏军的常规空中/地面部队作战，执行航程相对较短的任务。图28展示了美军在太平洋的潜在作战范围和冷战期间欧洲前线的巨大差别。
During the Cold War era, bombers were designed primarily for delivering nuclear weapons against targets at intercontinental ranges. This mission precluded fighter escort, and it would probably not be necessary, as many of the enemy air defense systems and
bases would be destroyed by nuclear-tipped missiles long before the bombers arrived to attack their targets. With no requirement to escort bombers, fighters evolved along a path focused on dealing with conventional threats posed by Soviet air and ground forces
facing NATO with range and payload attributes optimized for the relatively short ranges along the “Central Front” in Europe. Figure 28 illustrates the vast difference in size between the potential operating area U.S.power projection forces confront in the
Western Pacific and the geography of NATO’s Cold War-era Central Front.
图28. 冷战期间欧洲前线和西太平洋的对比
在后冷战时代，出于常规轰炸机任务，特别是在反介入/区域拒止环境下保持武力投射的需求，为轰炸机护航的要求或许会再次出现。但现有的战斗机航程远远不足以在强大的敌军战斗机面前执行轰炸机护航任务。如果我们决定设计一架现代的护航战斗机，将会如何？
With the reemergence of conventional bomber missions in the post–Cold War era, and especially with the need to retain power projection options in the face of growing A2/AD threats, the need to provide bombers protection from enemy fighters may have returned.
Existing fighter designs, however, do not even come close to the combat radius required to effectively enable bomber operations in the face of significant enemy fighter forces. What would it take to build a modern escort fighter?
根据布列盖航程公式（Breguet Range Equation，译者注：http://web.mit.edu/16.unified/www/FALL/thermodynamics/notes/node98.html），设计师可能的选择包括提高发动机效率、增强结构强度从而增加内油量、改善气动效率，或三者的任意组合。如果我们从F-22的公开性能数据出发设计这种“护航战斗机”，把无空中加油时1200海里作战航程作为护航任务的最低标准，那将会得到一些有趣的结论。
Based on the Breguet Range Equation, the alternatives available to modern combat aircraft designers for increasing fighter range are improved engine fuel efficiency, improved structural efficiency to allow for increased internal fuel volume, improved aerodynamic
efficiency, or some combination of the three. If we postulate a “bare minimum” unrefueled combat radius of 1,200 nm for our future escort fighter and use unclassified performance data for the F-22 as a point of departure for our new design, we get some interesting
first-order results.
- 如果仅用提高发动机燃油效率的方法把F-22的无空中加油作战航程提高到1200海里，发动机的燃油效率需要比现在的F-119发动机提高约62%。从J-33发动机被装上美军第一种量产战斗机F-80，到最新的F-15和F-15安装的F-110发动机这超过65年间，美军战斗机的发动机效率提高了39%。由此推断，发动机效率跨越式提升的前景渺茫。
- 不可能通过提升燃油/空重比来把F-22的作战半径提高到1200海里。由于发动机和气动效率难以进步，我们需要降低F-22的空重，使之能额外容纳21228千克燃油。而现在F-22的空重只有19657千克，所以在最大起飞重量不变的条件下，这种方法从理论上就不可能。
- 增加气动效率的方法需要把升阻比至少提高一倍。这在理论上可能，但将会彻底改变飞机的外形——几乎把一架超音速隐身战斗机变成一架商用客机！
- Increasing estimated F-22 unrefueled combat radius to 1,200 nm through improved engine efficiency alone would require engines about 62 percent more efficient than the F-119s currently installed. In the sixty-five-plus years since the J-33 was installed
in the F-80, America’s first production jet fighter, to the F-110 engines of the latest F-15s and F-16s, U.S. fighter engine efficiency improved 39 percent. This makes near-term prospects for a leap in fighter engine efficiency of the magnitude required appear
rather dim. - Increasing F-22 combat radius to 1,200 nm by increasing the fuel/empty weight fraction through improved structural efficiency alone is impossible. With no improvement in engine or aerodynamic efficiency, we would need to find some way to reduce F-22 empty
weight enough to accommodate an additional 46,800 pounds of fuel. Since the aircraft only weighs 43,340 pounds empty, this is clearly not possible without increasing maximum takeoff weight. - Increasing range through increased aerodynamic efficiency alone would require more than doubling the lift over drag (L/D) ratio of the aircraft. This could be done but would require a fundamentally different aircraft shape—one that is more like a commercial
jet transport than a stealthy supersonic fighter.
显然，我们必须联合运用三种手段。对布列盖公式的分析表明，把一架空重和F-22相同的飞机的作战航程提升到1200海里，需要将三个主要变量（发动机、气动、结构）都提高33%。这种进步需要数十年，这表明和现代战斗机差不多大小的飞机绝无可能执行哪怕是最低标准的护航任务。如果出于安全起见，美军的加油机必须停留在假想敌国境线750海里之外，那么具备1200海里作战半径的制空战斗机将最多能深入假想敌境内450海里。有庞大战略纵深的潜在敌国（例如中国、伊朗、俄罗斯等）可以利用这一限制，把重要设施放在美军作战飞机的打击半径之外。最后，正如图27中展示的轰炸机无空中加油作战半径那样，即使把F-22的无加油作战半径提高到现有的三倍，它也无法在轰炸机的最大航程上提供全程护航。
Clearly, a mix of all three approaches would be required to significantly extend the range of a modern fighter aircraft. Initial Breguet Range equation analysis indicates improving all three main components of aircraft efficiency (propulsion, aerodynamic,
and structural) by about 33 percent would be required to allow an aircraft with the same empty weight as an F-22 to achieve a combat radius of 1,200 nm. Efficiency gains of this magnitude generally require several decades or more to achieve, suggesting that
no aircraft even close to the size and weight of current fighter aircraft will be able to perform even “bare minimum” escort missions. If U.S. tankers must remain 750 nm from adversary territory for safety, then an air superiority aircraft with a 1,200 nm
combat radius could penetrate 450 nm into enemy territory at most. A number of potential adversaries with significant strategic depth (China,Iran, Russia, etc.) could leverage this limitation to place important forces and facilities beyond the reach of U.S.
strike aircraft by locating them more than 450 nm from their borders. Furthermore, any requirement to arrive before the strike aircraft and remain in thearea until they are safely clear would reduce the effective range of the escorts. Finally, as the unrefueled
bomber combat radii in Figure 27 show, even tripling the unrefueled combat radius of the F-22 would still not allow it to enable bomber operations at the full extent of their combat radii.
由于在未来数十年间，可能都无法设计出一种有效、廉价的护航战斗机，考虑给未来的长航程侦察/打击飞机装备空对空武器便成为明智之选。正如前面讨论过的那样，具备先进武器和传感器的大型飞机相比传统战斗机具备诸多潜在优势，那么或许可以预期，在未来，有自卫能力的轰炸机将既能执行侦察/打击任务，也能在空战中获得胜利。
With extremely limited prospects for designing an effective and affordable escort fighter over the next several decades, it seems prudent to seriously examine the possibilities of adding air-to-air combat functionality to future long-range ISR/strike aircraft
as an alternative. The potential that large aircraft with the appropriate attributes incorporated in their designs could be effective in aerial combat against traditional fighter designs as discussed above opens the prospect that “self-defending” bombers could
fulfill both future ISR/strike missions and some aerial combat requirements as well.
总结
自一战以来，空战的目标就是击落敌人，而自身不被敌人发现和攻击。这通常是飞行员具有态势感知优势的结果。最初，战斗机飞行员需要接近到50米或更近的距离上开火，要么不被敌人发现，要么敌人发现了也没有时间作出反应。两次世界大战中的王牌飞行员都强调了态势感知优势的重要性，它能够达成战术突然性，同时免于进行高风险，低收益的缠斗。二战中许多王牌飞行员，包括格尔德•巴克霍恩，都估计他们80%~90%的战果都是在未被敌机发现的情况下达成的。美军对越战期间空战数据的分析也证明了这一点。这就是现代久经考验的“先敌发现，先敌开火，先敌击落”原则。
Since World War I, the goal of aerial combat has been to shoot down enemy aircraft without being detected and engaged. This accomplishment is usually the result of a pilot having superior SA relative to an opponent. Initially, this required attacking fighter
pilots to close to very short range, often 50 m or less, either without being seen by their potential victims or being seen too late to avoid being shot down. Aces in both World Wars stressed the importance of superior SA and of surprising the enemy as well
as achieving decisive results without being dragged into “low-payoff/high-risk” maneuvering fights. Many of the great aces of World War II, including Gerd Barkhorn, estimated that 80–90 percent of their victims did not realize they were under attack until
after being hit. These estimates were validated by extensive USAF analysis of aerial combat during the Vietnam War. The modern embodiment of these time-honored principles is “First Look, First Shot, First Kill.”
在1960年代中期，导弹让飞行员无需接近到目视距离，并机动到机炮条件苛刻的发射阵位上，就能够击落敌人。美军飞行员很快发现，设计目标为不机动的高空轰炸机的导弹在面对低空飞行的高机动战斗机时，表现不如人意。这部分来自于没有可靠的超视距敌我识别技术，以及早期导弹真空管元件的不可靠性。尽管有这些限制，美军在越南75%的战果都归功于导弹。
By the mid-1960s, AAMs opened the possibility of achieving aerial victories without the need to close within visual range of a potential victim or the necessity of maneuvering into tight gun parameters. U.S. pilots quickly found that missiles designed to
attack nonmaneuvering bombers at high altitude were much less effective than anticipated against maneuvering fighters at low altitude. These missile performance limitations were compounded by the lack of trustworthy means of positively identifying enemy aircraft
BVR and the unreliability of early missile vacuum tube electronics. Despite these limitations, about 75 percent of U.S. aerial victories in Vietnam were achieved with missiles.
美国空军和海军采用了各自的手段，试图让导弹能够射击高机动性目标，提高导弹可靠性，以及或许是最重要的，研究远程敌我识别技术，以充分利用传感器和武器射程的提升。这些努力在“沙漠风暴”行动中初见成效，联军在战争中的大部分战果都是超视距的，而自身没有一例误伤。这种卓越表现的关键原因之一是预警机跟踪敌我双方战机，为美军飞行员提供敌我识别信息的成果。
Accordingly, the USAF and Navy set about addressing the challenges of employing missiles against maneuvering targets, improving missile reliability, and, perhaps most importantly, developing robust means of identifying enemy aircraft at long range to fully
leverage the ongoing improvements in sensor and weapon range. These efforts bore fruit during Operation Desert Storm, where a large fraction of coalition aerial victories were achieved BVR without a single incidence of fratricide. One of the key enablers of
this performance was the advent of AWACS aircraft able to track both friendly and enemy aircraft as well as assist U.S. pilots inidentifying their targets and positioning themselves for BVR kills.
在过去二十年间，尽管空战数量不多，但仍然证明了态势感知优势的重要性。而态势感知的基础是获取信息和阻止敌人获取信息，因此和传感器、信号特征和信息化密切相关。它们的发展极大增加了超视距战斗的比例，同时很可能降低了传统战斗机性能，例如速度和机动性的地位。同时，正如表6所示，其他性能的地位显著上升了。
Aerial combat over the past two decades, though relatively rare, continues to demonstrate the importance of superior SA. The building blocks, however, of superior SA, information acquisition and information denial, seem to be increasingly associated with
sensors, signature reduction,and networks. Looking forward, these changes have greatly increased the proportion of BVR engagements and likely reduced the utility of traditional fighter aircraft attributes, such as speed and maneuverability, in aerial combat.
At the same time, they seem to have increased the importance of other attributes, shown in Table 6.
表6. 愈发重要的作战飞机性能
如果以上分析正确，未来的制空平台或许会和远程侦察/打击平台殊途同归，至少具备低可探测性的大型飞机能被有效用于空战。进一步地，第六代“战斗机”很可能和未来的“轰炸机”有着相近的平台——可能是轰炸机机体的一个修改版本，甚至就是轰炸机本身，只不过设备和挂载不同。那么，通过把空军和海军的远程侦察/打击飞机和战斗机项目结合起来，美国或许能节省高达数百亿美元的一次性成本。
If the analysis presented above is correct, it is possible that the desirable attributes of future air-to-air platforms may be converging with those of long-range ISR/strike platforms, or that at least large aircraft with good low observable (LO) characteristics
may be able to give a good account of themselves in aerial combat. If this is true, then a sixth-generation “fighter” may have a platform that is similar to a future “bomber” and may even be a modified version of a bomber airframe or the same aircraft with
its payload optimized for the air-to-air mission. If this is correct, then the United States may be in position to save tens of billions of dollars in nonrecurring development costs by combining USAF and Navy future fighter development programs with each service’s
long-range ISR/strike programs.
最后需要注意的是，本文的讨论基于特定的假设，以及对以往趋势的分析。未来的天空有可能仍然属于高速、敏捷的战斗机。在“对未来空战的另一种展望”一章中的设想极大依赖直射传输数据链，它能让分散在广阔空域中的飞机进行高效的信息交换，共同达成态势感知优势。如果这种数据链在战场中被降级或无法使用，我们提出的设想就难以实现。如果这才是未来，或许有人将争论，美军是否还继续需要隐身战斗机。海军和空军现有的计划都将保证它们能在未来的十五或二十年间接收数百架隐身战斗机。它们将持续服役数十年，这或许会或多或少地阻碍某些让对本文中的假设得以实现的技术进步。现在美国海空军没有制造相对较大的隐身无尾亚音速飞机，因此在未来数十年间，美国空军部队仍将主要由战斗机尺寸的飞机构成。当然，空战形态的改变是一个漫长的过程，而本文只是其中的第一步。这在反过来，又增加了本文成为现实的难度。
Finally, it is important to acknowledge that all of the foregoing discussion is based on certain assumptions plus analysis of past trends, and the future of aerial combat might continue to belong to fast, agile aircraft. The alternative vision of future
aerial combat presented in Chapter 5 relies heavily on robust LoS data links to enable widely distributed aircraft to efficiently share information and act in concert to achieve superior SA and combat effectiveness.Should the links be degraded or denied, the
concept put forward here would be difficult or impossible to implement. If this is the case, one could argue that the United States would be wise to continue to acquire stealthy fighters in any event. Current program of record plans ensure that both the USAF
and Navy will acquire hundreds of stealthy fighters over the next fifteen to twenty years. These will remain in service for several decades more and constitute an automatic hedge against unforeseen technical developments that would render BVR combat less pervasive
or the failure of other assumptions underlying this analysis. There are currently no relatively large, stealthy, tailless, subsonic aircraft in production for either service, so combat aircraft force structures will continue to be dominated by fighter-class
aircraft for decades to come. Indeed, the serious investigation of the implications of this analysis would seem to be only the first step in a series that could lead to a true discontinuity in aerial combat,which could come to represent an important hedge
against the possibility that the analysis presented in this paper is correct.